Sinopsis
The Compliance Evangelist Tom Fox gives you an update on what is happening in the world of compliance every morning. Grab a cup of copy, and stay in the loop!
Episodios
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May 5, 2021 the Shareholders Against Greed edition
05/05/2021 Duración: 06minIn today’s edition of Daily Compliance News: Shareholders say no to GE boss bonus. (WSJ) DNB fined for AML violations. (WSJ) Compliance taking larger role in ESG. (WSJ) Double standard for CEOs (this is my shocked face). (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 4, 2021 the May the 4th Be With You edition
04/05/2021 Duración: 06minIn today’s edition of Daily Compliance News: Credit Suisse made only $17.5MM from Archegos. (FT) Under Armour settles SEC accounting probe. (WSJ) ‘Epic’ Fortnite v. Apple court battle. (WSJ) Sackler family seeks immunity for company actions. (NPR) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 3, 2021 the Bleak House Redux edition
03/05/2021 Duración: 07minIn today’s edition of Daily Compliance News: Chevron’s never ending litigation. (WSJ) Basecamp steps in it. (WSJ) CITGO 6 released to home arrest in Venezuela. (NYT) Newsmax issues retraction. (NPR) Learn more about your ad choices. Visit megaphone.fm/adchoices
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May 1, 2021 the May Day edition
01/05/2021 Duración: 06minIn today’s edition of Daily Compliance News: Chris Cestaro departs FCPA Unit. (WSJ) Siemens gets new CCO. (WSJ) Roadblocks to tech upgrade in Federal Government. (WSJ) EU accuses Apple of anti-competitive behavior. (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 29, 2021 the Oh Out edition
29/04/2021 Duración: 07minIn today’s edition of Daily Compliance News: Disneyland reopening. (NYT) Oh out at SEC. (Radical Compliance) Biden and can-do unity. (Bloomberg) Farewell to AOL and YaHoo!? (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 28, 2021 the Flip the Accountant edition
28/04/2021 Duración: 07minIn today’s edition of Daily Compliance News: Biden Administration to increase FinCEN budget by 50%. (DeCrypt) Archegos losses over $10bn. (FT) Will Trump’s accountant flip? (FT) Of IPOs and customer service. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 27, 2021 the No Book Deals? edition
27/04/2021 Duración: 06minIn today’s edition of Daily Compliance News: SFO prosecution collapses. (WSJ) UK blacklists for corruption. (WSJ) Investors target Credit Suisse Board over risk failures. (WSJ) No book deals for ex-Trump Administration? (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 22, 2021 the Swimming with Sharks edition
22/04/2021 Duración: 06minIn today’s edition of Daily Compliance News: Do you know who owns your stock? (WSJ) The con artist lives on. (WaPo) Can (or perhaps will) JPMorgan improve working conditions? (NYT) What happens when you swim with sharks? (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 21, 2021 the Super Duper League Collapse edition
21/04/2021 Duración: 06minIn today’s edition of Daily Compliance News: Super Duper Soccer League collapses. (WSJ) JBS US, still in hot water, hires new GC. (WSJ) World Banks grants early lifting of sanctions on SNC-Lavalin? (WSJ) Spies using LinkedIn. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 20, 2021 the Business with Purpose edition
20/04/2021 Duración: 06minIn today’s edition of Daily Compliance News: HSBC senior execs move to hot desks. (FT) EY in deeper trouble over Wirecard audits. (FT) When is internal investigation not privileged? (FT) Business with purpose. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 19, 2021 the Opioid Trial edition
19/04/2021 Duración: 07minIn today’s edition of Daily Compliance News: Did JPMorgan force out a whistleblower? (NY Post) Do you miss office gossip? (WSJ) Drug makers in opioid trial. (WSJ) Are treadmills dangerous? (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 17, 2021 the Triple Agent edition
17/04/2021 Duración: 07minIn today’s edition of Daily Compliance News: Can a dog-eat-dog culture change? (WSJ) Value of whistleblowing culture. (WSJ) Jan Marsalek-Triple agent? (FT) How corrupt is British politics? (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 16, 2021 the Want Wisdom, Listen edition
16/04/2021 Duración: 06minIn today’s edition of Daily Compliance News: Biden Administration brings the hammer down with Russia sanctions. (WSJ) Bezos says Amazon needs culture reset. (WSJ) Golden age of tax evasion over? (FT) What is wisdom? (NYT) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 15, 2021 the Farewell to Bernie edition
15/04/2021 Duración: 06minIn today’s edition of Daily Compliance News: Bernie Madoff dies. (WSJ) Gensler confirmed. (WaPo) HSBC moves senior management from London to Hong Kong. (FT) The $100bn player (Coinbase). (CNN) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 14, 2021 the Ishaguro and the Workplace edition
14/04/2021 Duración: 07minIn today’s edition of Daily Compliance News: What is imperfect sustainability? (FT) What does ESG mean, really? (FT) Ishaguro and AI at the workplace. (FT) Get ahead of change. (FT) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 13, 2021 the Returning to the Office edition
13/04/2021 Duración: 07minIn today’s edition of Daily Compliance News: Boeing shareholders want more BOD changes. (WSJ) New CIO challenges in returning to work. (WSJ) Archegos-What is Compliance? (NYT) GA on the mind of Hollywood. (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 12, 2021 the Preet to Vox edition
12/04/2021 Duración: 07minIn today’s edition of Daily Compliance News: Preet Bharara podcast empire sold. (WSJ) US businesses to fight voter suppression laws. (WSJ) Did Google use inside information to purchase/sell ads? (WSJ) Supply chain SW provider to IPO. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 10, 2021 the World Record edition
10/04/2021 Duración: 07minIn today’s edition of Daily Compliance News: When is a world record not a world record? (NYT) How will the WSJ focus going forward? (NYT) FinCen budget increase proposed? (WSJ) Export control sanctions slapped on Chinese firms. (WaPo) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 9, 2021 the Risk Management Failure edition
09/04/2021 Duración: 06minIn today’s edition of Daily Compliance News: CC start up hires former CFPB rep for GC/CCo role? (WSJ) Why did risk management fail so spectacularly at Credit Suisse? (WSJ) Is GA.’s new voter suppression law based on corruption? (MSNBC) Norberg leaving SEC Office of the Whistleblower. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices
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April 8, 2021 the McConnell Backs Off edition
08/04/2021 Duración: 06minIn today’s edition of Daily Compliance News: Espionage at IKEA? (NYT) Google wins big at SCt. (WSJ) Former Trump cabinet members toxic to corp America? (WaPo) McConnell backs off threats against corporations. (WSJ) Learn more about your ad choices. Visit megaphone.fm/adchoices